Personnel Hong Kong SFC License Details (ID 1926385)

Personnel Hong Kong SFC License Details (ID 1926385)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ares Management Asia (Hong Kong) Limited	Rep	Dealing in securities	2023-02-24	2026-05-18
UBS Asset Management (Hong Kong) Limited	Rep	Asset management	2014-01-16	2018-06-20
	Rep	Advising on securities	2014-01-16	2019-02-09
	Rep	Dealing in securities	2014-01-16	2019-02-09
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2012-07-17	2013-12-06
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2012-07-17	2013-12-06
	Rep	Dealing in securities	2012-07-17	2013-12-06