Personnel Hong Kong SFC License Details (ID 1926389)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EXS Capital Asia Limited	RO	Advising on corporate finance	2020-09-10	2025-03-31
	RO	Advising on securities	2020-09-10	2025-03-31
	RO	Asset management	2020-09-10	2025-03-31
	Rep	Advising on corporate finance	2016-05-10	2020-09-10
	Rep	Advising on securities	2016-05-10	2020-09-10
	Rep	Asset management	2016-05-10	2020-09-10
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2012-07-17	2015-07-31
	Rep	Dealing in securities	2012-07-17	2015-07-31