Personnel Hong Kong SFC License Details (ID 1926968)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arete Capital Asia Limited	RO	Asset management	2018-08-28	-
	RO	Advising on securities	2017-01-20	-
	RO	Dealing in securities	2017-01-20	2025-03-27
Convergence Capital Asia Limited	RO	Dealing in securities	2013-06-28	2015-01-13
	RO	Advising on securities	2013-06-28	2016-11-09
	RO	Asset management	2013-06-28	2016-11-09
CAIDAO CAPITAL LIMITED	RO	Advising on securities	2012-07-18	2013-06-28
	RO	Asset management	2012-07-18	2013-06-28