| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Arete Capital Asia Limited | RO | Asset management | 2018-08-28 | - |
| RO | Advising on securities | 2017-01-20 | - | |
| RO | Dealing in securities | 2017-01-20 | 2025-03-27 | |
| Convergence Capital Asia Limited | RO | Dealing in securities | 2013-06-28 | 2015-01-13 |
| RO | Advising on securities | 2013-06-28 | 2016-11-09 | |
| RO | Asset management | 2013-06-28 | 2016-11-09 | |
| CAIDAO CAPITAL LIMITED | RO | Advising on securities | 2012-07-18 | 2013-06-28 |
| RO | Asset management | 2012-07-18 | 2013-06-28 |
No HKMA registrations in the collected records.