Personnel SFC Licences and HKMA Registrations (ID 19270228)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2025-07-09	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2025-07-09	-
	Rep	Dealing in securities	2025-07-09	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2022-02-21	2025-06-30
	Rep	Dealing in securities	2020-06-15	2025-06-30
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2018-07-10	2020-02-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.