Li, Ho Fung 李可鋒

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLVSIN CAPITAL LIMITED	RO	Advising on securities	2024-06-13	-
	RO	Asset management	2024-06-13	-
	RO	Dealing in securities	2024-06-13	-
	Rep	Advising on securities	2024-05-22	2024-06-13
	Rep	Asset management	2024-05-22	2024-06-13
	Rep	Dealing in securities	2024-05-22	2024-06-13
King Sun Securities Limited	RO	Advising on securities	2022-08-09	2024-04-17
	RO	Asset management	2022-08-09	2024-04-17
	RO	Dealing in securities	2022-08-09	2024-04-17
	Rep	Advising on securities	2022-07-29	2022-08-09
	Rep	Asset management	2022-07-29	2022-08-09
	Rep	Dealing in securities	2022-07-29	2022-08-09
Aden Financial Group Limited	Rep	Dealing in futures contracts	2021-11-03	2022-07-19
	RO	Advising on securities	2021-09-06	2022-07-19
	RO	Asset management	2021-09-06	2022-07-19
	RO	Dealing in securities	2021-09-06	2022-07-19
Inheliance Asset Management Limited	RO	Advising on securities	2020-04-16	2021-01-19
	RO	Asset management	2020-04-16	2021-01-19
	Rep	Advising on securities	2020-02-19	2020-04-16
	Rep	Asset management	2020-02-19	2020-04-16
KCG FUND MANAGEMENT LIMITED	RO	Advising on securities	2018-11-01	2019-12-23
	RO	Asset management	2018-11-01	2019-12-23
KCG SECURITIES ASIA LIMITED	RO	Advising on securities	2018-11-01	2019-12-23
	RO	Asset management	2018-11-01	2019-12-23
	RO	Dealing in securities	2018-11-01	2019-12-23
KCG FUND MANAGEMENT LIMITED	Rep	Advising on securities	2018-09-07	2018-11-01
	Rep	Asset management	2018-09-07	2018-11-01
KCG SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-09-07	2018-11-01
	Rep	Asset management	2018-09-07	2018-11-01
	Rep	Dealing in securities	2018-09-07	2018-11-01
CNI Securities Group Limited	Rep	Advising on securities	2017-10-10	2018-07-16
	Rep	Dealing in securities	2017-10-10	2018-07-16
CNI Global Assets Management Limited (HK)	Rep	Asset management	2017-09-22	2018-07-16
	Rep	Asset management	2015-09-18	2017-07-14
CNI Securities Group Limited	Rep	Advising on securities	2015-09-18	2016-04-30
	Rep	Dealing in securities	2012-07-19	2016-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.