Personnel SFC Licences and HKMA Registrations (ID 1927662)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TBP Investment Advisory (HK) Limited	Rep	Asset management	2014-07-24	-
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2012-07-19	2014-03-19
	Rep	Dealing in securities	2012-07-19	2014-03-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.