Personnel Hong Kong SFC License Details (ID 1927664)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Asset management	2020-08-10	-
	Rep	Dealing in securities	2020-08-10	-
OPEN ASSET MANAGEMENT LIMITED	Rep	Asset management	2017-09-04	2020-07-30
Open Securities Limited	Rep	Dealing in futures contracts	2014-08-28	2020-07-30
	Rep	Dealing in securities	2012-07-19	2020-07-30