Personnel SFC Licences and HKMA Registrations (ID 1928426)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNY Mellon Investment Management Hong Kong Limited	Rep	Dealing in securities	2018-02-01	-
	Rep	Advising on securities	2018-01-22	-
Income Partners Asset Management (HK) Limited	Rep	Advising on securities	2015-12-14	2017-12-21
	Rep	Asset management	2015-12-14	2017-12-21
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2012-07-20	2013-07-02
	Rep	Asset management	2012-07-20	2013-07-02
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2012-07-20	2013-07-02
	Rep	Asset management	2012-07-20	2013-07-02
	Rep	Dealing in securities	2012-07-20	2015-11-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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