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Noguchi, Kenji Hong Kong SFC License Details (ID 1928429)
Noguchi, Kenji
SFC ID:
AZI956
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED
RO
Advising on securities
2012-10-12
2020-04-09
RO
Dealing in securities
2012-10-12
2020-04-09
RO
Advising on corporate finance
2012-07-20
2020-04-09