| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-09-10 | 2021-06-30 |
| Rep | Dealing in futures contracts | 2018-09-10 | 2021-06-30 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2018-06-09 |
| Rep | Dealing in securities | 2016-10-11 | 2018-06-09 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-09-04 | 2018-06-09 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-04 | 2016-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-09-04 | 2016-10-10 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-09-23 | 2015-06-11 |
| Rep | Advising on securities | 2013-09-23 | 2015-06-11 |
| Rep | Dealing in futures contracts | 2013-09-23 | 2015-06-11 |
| Rep | Dealing in securities | 2013-09-23 | 2015-06-11 |
| Rep | Dealing in futures contracts | 2012-07-23 | 2012-07-28 |
| Rep | Dealing in securities | 2012-07-23 | 2012-07-28 |