Personnel SFC Licences and HKMA Registrations (ID 1929129)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2020-02-18	-
	RO	Advising on securities	2020-02-18	-
	RO	Dealing in securities	2020-02-18	-
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2020-02-18	2024-02-26
	RO	Advising on securities	2020-02-18	2024-02-26
	RO	Dealing in securities	2020-02-18	2024-02-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2015-09-30	2020-02-18
	Rep	Advising on securities	2015-09-30	2020-02-18
	Rep	Dealing in securities	2015-09-30	2020-02-18
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-09-30	2020-02-18
	Rep	Advising on securities	2015-09-30	2020-02-18
	Rep	Dealing in securities	2015-09-30	2020-02-18
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2012-07-23	2015-08-22
	Rep	Advising on securities	2012-07-23	2015-08-22
	Rep	Dealing in securities	2012-07-23	2015-08-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.