Personnel Hong Kong SFC License Details (ID 1929132)

Personnel Hong Kong SFC License Details (ID 1929132)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAMON ASIAN ADVISORS LIMITED	Rep	Advising on securities	2016-08-22	2018-06-12
	Rep	Asset management	2016-08-22	2018-06-12
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2016-08-22	2018-06-12
	Rep	Advising on securities	2016-08-22	2018-06-12
	Rep	Asset management	2016-08-22	2018-06-12
PFP Capital Limited	Rep	Advising on futures contracts	2016-08-22	2018-06-12
	Rep	Advising on securities	2016-08-22	2018-06-12
	Rep	Asset management	2016-08-22	2018-06-12
TULLETT PREBON (HONG KONG) LIMITED	Rep	Dealing in securities	2012-07-23	2015-01-06