Personnel Hong Kong SFC License Details (ID 1929687)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-04-03	2019-04-08
	Rep	Advising on securities	2018-08-29	2018-09-03
	Rep	Advising on securities	2017-09-12	2017-09-15
	Rep	Advising on securities	2016-09-01	2016-09-10
	Rep	Advising on securities	2015-09-10	2015-09-11
	Rep	Advising on securities	2012-07-24	2014-11-20