Personnel SFC Licences and HKMA Registrations (ID 1930254)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AJ Asset Management Limited	Rep	Asset management	2023-06-07	-
AJ Securities Limited	RO	Advising on securities	2023-06-07	-
AJ Futures Limited	RO	Dealing in futures contracts	2019-07-08	-
AJ Securities Limited	RO	Dealing in securities	2018-05-30	-
	Rep	Dealing in securities	2017-09-15	2018-05-30
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2012-11-12	2017-09-05
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2012-07-25	2017-09-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.