Personnel SFC Licences and HKMA Registrations (ID 1930260)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2018-02-28	-
	Rep	Dealing in securities	2018-02-28	-
UPBEST SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-04-17	2018-02-05
	Rep	Dealing in securities	2014-04-17	2018-02-05
Quam Securities Limited	Rep	Advising on securities	2012-07-25	2014-02-10
	Rep	Dealing in securities	2012-07-25	2014-02-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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