Personnel Hong Kong SFC License Details (ID 1930264)

Personnel Hong Kong SFC License Details (ID 1930264)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROYAL FAMILY ASSET MANAGEMENT LIMITED	RO	Advising on securities	2024-09-13	-
	RO	Asset management	2024-09-13	-
PAOCHU INVESTMENT ADVISORY LIMITED	Rep	Asset management	2019-06-20	2024-08-15
	Rep	Advising on securities	2019-05-24	2024-08-15
OnePlatform Securities Limited	Rep	Advising on securities	2018-06-11	2019-03-29
	Rep	Dealing in securities	2018-06-11	2019-03-29
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2017-02-13	2018-01-15
	Rep	Advising on securities	2017-02-13	2018-04-18
	Rep	Dealing in futures contracts	2017-02-13	2018-04-18
	Rep	Dealing in securities	2017-02-13	2018-04-18
	Rep	Advising on securities	2016-08-16	2017-02-12
	Rep	Dealing in securities	2016-08-16	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Leveraged foreign exchange trading	2013-09-27	2017-02-12
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2012-07-25	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2012-07-25	2017-02-12