Lai, Christopher Siu Lun 黎紹倫

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2015-11-10	-
	Rep	Asset management	2015-11-10	-
	Rep	Dealing in securities	2015-11-10	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2012-07-30	2015-09-17
	Rep	Dealing in securities	2012-07-30	2015-09-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2015-11-10	-
	Rep	Asset management	2015-11-10	-
	Rep	Dealing in securities	2015-11-10	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2012-07-30	2015-09-17
	Rep	Dealing in securities	2012-07-30	2015-09-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.