Personnel Hong Kong SFC License Details (ID 1932233)

Personnel Hong Kong SFC License Details (ID 1932233)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2019-09-24	-
	Rep	Providing automated trading services	2019-09-24	-
	Rep	Dealing in securities	2019-09-02	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-06-04	2019-09-01
	Rep	Dealing in securities	2018-06-04	2019-09-01
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2017-05-04	2018-05-03
	Rep	Dealing in securities	2017-05-04	2018-05-03
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2012-07-30	2015-09-29
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2012-07-30	2015-09-29
	Rep	Dealing in securities	2012-07-30	2015-09-29