Personnel Hong Kong SFC License Details (ID 1932235)

Personnel Hong Kong SFC License Details (ID 1932235)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2021-02-09
	Rep	Advising on corporate finance	2014-12-12	2016-12-18
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2012-07-30	2014-09-10
	Rep	Advising on securities	2012-07-30	2014-09-10
	Rep	Dealing in securities	2012-07-30	2014-09-10
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-07-30	2014-09-10
	Rep	Advising on securities	2012-07-30	2014-09-10
	Rep	Dealing in securities	2012-07-30	2014-09-10