Personnel SFC Licences and HKMA Registrations (ID 1932240)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Management Asia Pacific Limited	Rep	Advising on securities	2025-11-05	-
	Rep	Dealing in securities	2025-11-05	-
	RO	Advising on securities	2024-07-11	2025-11-05
	RO	Dealing in securities	2024-07-11	2025-11-05
	Rep	Advising on securities	2021-12-10	2024-07-11
	Rep	Dealing in securities	2020-07-02	2024-07-11
Apollo Management Hong Kong Limited	Rep	Dealing in securities	2020-06-04	2020-07-01
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2012-07-30	2015-08-25
	Rep	Advising on securities	2012-07-30	2015-08-25
	Rep	Dealing in securities	2012-07-30	2015-08-25
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-07-30	2015-08-25
	Rep	Advising on securities	2012-07-30	2015-08-25
	Rep	Dealing in securities	2012-07-30	2015-08-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.