Personnel Hong Kong SFC License Details (ID 1932242)

Personnel Hong Kong SFC License Details (ID 1932242)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2022-07-04	2023-09-30
	RO	Advising on securities	2022-07-04	2023-09-30
	RO	Dealing in securities	2022-07-04	2023-09-30
	Rep	Advising on corporate finance	2012-07-30	2022-07-04
	Rep	Advising on securities	2012-07-30	2022-07-04
	Rep	Dealing in securities	2012-07-30	2022-07-04
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-07-30	2023-09-30
	Rep	Advising on securities	2012-07-30	2023-09-30
	Rep	Dealing in securities	2012-07-30	2023-09-30