Personnel Hong Kong SFC License Details (ID 1932253)

Personnel Hong Kong SFC License Details (ID 1932253)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2017-09-04	2018-07-20
	Rep	Dealing in securities	2017-09-04	2018-07-20
	Rep	Advising on securities	2017-06-08	2017-06-12
	Rep	Dealing in securities	2017-06-08	2017-06-12
	Rep	Dealing in securities	2017-04-07	2017-04-12
	Rep	Dealing in securities	2016-10-26	2016-10-31
	Rep	Dealing in securities	2016-02-19	2016-02-24
	Rep	Dealing in securities	2012-07-30	2014-08-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-07-30	2014-08-06