Personnel Hong Kong SFC License Details (ID 1932802)

Personnel Hong Kong SFC License Details (ID 1932802)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2023-10-12	-
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2015-11-04	2017-01-31
	Rep	Advising on securities	2015-11-04	2017-01-31
	Rep	Dealing in securities	2015-11-04	2017-01-31
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2013-12-19	2015-10-02
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2012-07-31	2013-09-14
	Rep	Advising on securities	2012-07-31	2013-09-14
	Rep	Dealing in securities	2012-07-31	2013-09-14
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-07-31	2013-09-14
	Rep	Advising on securities	2012-07-31	2013-09-14
	Rep	Dealing in securities	2012-07-31	2013-09-14