| Emperio Securities and Assets Management Limited | RO | Advising on securities | 2021-01-28 | - |
| RO | Asset management | 2021-01-28 | - |
| RO | Dealing in securities | 2021-01-28 | - |
| Rep | Advising on securities | 2021-01-07 | 2021-01-28 |
| Rep | Asset management | 2021-01-07 | 2021-01-28 |
| Rep | Dealing in securities | 2021-01-07 | 2021-01-28 |
| Tongfang Securities Limited | Rep | Asset management | 2019-07-25 | 2021-01-03 |
| Rep | Dealing in securities | 2019-07-25 | 2021-01-03 |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2017-11-27 | 2019-07-22 |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-09-22 | 2019-07-22 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-15 | 2019-07-22 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-15 | 2019-07-22 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-11-25 | 2016-06-06 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-10-14 | 2016-06-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-04-09 | 2014-09-23 |
| OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-07-09 | 2014-03-27 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2012-07-31 | 2013-06-01 |
| Rep | Dealing in securities | 2012-07-31 | 2013-06-01 |