Personnel Hong Kong SFC License Details (ID 1934077)

Personnel Hong Kong SFC License Details (ID 1934077)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pinnacle Investment Management Limited	Rep	Advising on securities	2023-06-07	2024-06-07
	Rep	Asset management	2023-06-07	2024-06-07
FountainCap Research & Investment (Hong Kong) Co., Limited	RO	Advising on securities	2020-01-09	2020-07-31
	RO	Asset management	2020-01-09	2020-07-31
	Rep	Advising on securities	2019-11-15	2020-01-09
	Rep	Asset management	2019-11-15	2020-01-09
Ocean Global Capital Management Limited	RO	Advising on securities	2018-09-27	2019-09-03
	RO	Asset management	2018-09-27	2019-09-03
QIAN LONG ASSETS MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2016-10-06	2018-06-30
	RO	Asset management	2016-10-06	2018-06-30
	Rep	Advising on securities	2016-09-23	2016-10-06
	Rep	Asset management	2016-09-23	2016-10-06
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	Advising on securities	2015-06-30	2016-08-11
	Rep	Asset management	2015-06-30	2016-08-11
Everbright Capital Management Limited	Rep	Advising on securities	2015-01-23	2015-06-30
	Rep	Asset management	2013-11-18	2015-06-30
Lighthorse Asset Management (HK) Limited	Rep	Advising on securities	2012-08-01	2013-09-01