Personnel Hong Kong SFC License Details (ID 1934749)

Personnel Hong Kong SFC License Details (ID 1934749)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	RO	Advising on securities	2026-08-17	-
	RO	Dealing in securities	2026-08-17	-
	Rep	Dealing in securities	2023-12-18	2026-08-17
	RO	Dealing in securities	2016-11-14	2023-12-18
FIL Investment Advisors	Rep	Advising on securities	2016-08-03	2016-11-17
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2016-08-03	2026-08-17
	Rep	Dealing in securities	2014-11-03	2016-11-14
SoFi Securities (Hong Kong) Limited	Rep	Dealing in securities	2012-08-03	2014-07-04