Personnel SFC Licences and HKMA Registrations (ID 1934756)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-10-16	-
	Rep	Dealing in securities	2026-10-16	-
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2025-12-02	-
	Rep	Advising on corporate finance	2018-07-11	2025-12-02
	Rep	Advising on corporate finance	2014-05-21	2015-03-06
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2012-08-03	2014-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.