Personnel Hong Kong SFC License Details (ID 1934767)

Personnel Hong Kong SFC License Details (ID 1934767)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BX SECURITIES LIMITED	RO	Advising on securities	2023-01-27	-
	RO	Asset management	2023-01-27	-
	RO	Dealing in securities	2023-01-27	-
	Rep	Advising on securities	2022-06-02	2023-01-27
	Rep	Asset management	2022-06-02	2023-01-27
	Rep	Dealing in securities	2022-06-02	2023-01-27
TARGET CAPITAL MANAGEMENT LIMITED (HK)	RO	Advising on securities	2013-04-25	2021-12-13
	RO	Asset management	2013-04-25	2021-12-13
	RO	Dealing in securities	2013-04-25	2021-12-13
	Rep	Advising on securities	2012-08-03	2013-04-25
	Rep	Asset management	2012-08-03	2013-04-25
	Rep	Dealing in securities	2012-08-03	2013-04-25