| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-04-17 | 2021-08-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-12-31 | 2021-08-03 |
| iBest Consultants Limited | Rep | Advising on securities | 2018-08-14 | 2018-11-11 |
| Rep | Asset management | 2018-08-14 | 2018-11-11 |
| Rep | Dealing in securities | 2018-08-14 | 2018-11-11 |
| iBest Investment Services Limited | RO | Leveraged foreign exchange trading | 2018-08-14 | 2019-01-25 |
| iBest Securities Company Limited | Rep | Dealing in securities | 2018-08-14 | 2018-10-24 |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2018-01-18 | 2018-08-14 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-06-21 | 2017-12-31 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2017-06-21 | 2017-12-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-21 | 2017-12-31 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-07-02 | 2017-05-31 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-07-02 | 2017-05-31 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2013-05-16 | 2017-05-31 |
| FX ONE LIMITED | Rep | Leveraged foreign exchange trading | 2012-08-06 | 2013-05-13 |