| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2021-12-03 | - |
| RO | Dealing in securities | 2021-12-03 | - | |
| UBS SECURITIES HONG KONG LIMITED | RO | Dealing in futures contracts | 2021-12-03 | - |
| RO | Dealing in securities | 2021-12-03 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-11-13 | 2021-12-03 |
| Rep | Dealing in securities | 2017-11-13 | 2021-12-03 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-11-13 | 2021-12-03 |
| Rep | Dealing in securities | 2017-11-13 | 2021-12-03 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2017-07-15 |
| Rep | Dealing in securities | 2016-10-11 | 2017-07-15 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-08-06 | 2017-07-15 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-06 | 2016-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-08-06 | 2016-10-10 |
No HKMA registrations in the collected records.