Personnel Hong Kong SFC License Details (ID 1935367)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2018-07-06	-
	Rep	Advising on securities	2018-06-15	-
	Rep	Asset management	2018-06-15	-
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2016-06-29	2018-04-13
	Rep	Asset management	2016-06-29	2018-04-13
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on securities	2012-08-06	2016-06-09
	Rep	Asset management	2012-08-06	2016-06-09