Personnel SFC Licences and HKMA Registrations (ID 1935370)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TULLETT PREBON (HONG KONG) LIMITED	RO	Providing automated trading services	2019-07-12	-
	RO	Dealing in securities	2019-07-12	-
	Rep	Dealing in securities	2012-08-06	2019-07-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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