Personnel SFC Licences and HKMA Registrations (ID 1935374)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CTI Capital Hong Kong Limited	RO	Asset management	2015-11-10	-
	Rep	Asset management	2015-10-14	2015-11-10
Alphamax Asset Management (HK) Limited	RO	Asset management	2012-08-06	2015-09-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.