Personnel Hong Kong SFC License Details (ID 1939164)

Personnel Hong Kong SFC License Details (ID 1939164)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Micro Connect (H.K.) Investment Management Limited	Rep	Advising on securities	2025-08-26	-
	Rep	Asset management	2025-08-26	-
	Rep	Advising on securities	2022-09-05	2025-05-06
	Rep	Asset management	2022-09-05	2025-05-06
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2016-01-15	2022-04-26
	Rep	Asset management	2016-01-15	2022-04-26
	Rep	Dealing in securities	2016-01-15	2022-04-26
VALUE PARTNERS LIMITED	Rep	Advising on securities	2016-01-15	2022-04-26
	Rep	Asset management	2016-01-15	2022-04-26
	Rep	Dealing in securities	2016-01-15	2022-04-26
AXA Investment Managers Asia Limited	Rep	Advising on securities	2012-08-08	2015-06-15
	Rep	Dealing in securities	2012-08-08	2015-06-15
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on securities	2012-08-08	2015-06-15
	Rep	Dealing in securities	2012-08-08	2015-06-15