Personnel Hong Kong SFC License Details (ID 1939183)

Personnel Hong Kong SFC License Details (ID 1939183)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-08-12	2019-08-15
	Rep	Asset management	2015-08-12	2019-08-15
	Rep	Dealing in securities	2015-08-12	2019-08-15
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2015-08-12	2019-08-15
	Rep	Asset management	2015-08-12	2019-08-15
	Rep	Dealing in securities	2015-08-12	2019-08-15
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-11-28	2015-05-13
	Rep	Asset management	2012-11-28	2015-05-13
	Rep	Dealing in securities	2012-11-28	2015-05-13
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-08-14	2014-12-31
	Rep	Asset management	2012-08-14	2014-12-31
	Rep	Dealing in securities	2012-08-14	2014-12-31