Personnel Hong Kong SFC License Details (ID 1939185)

Personnel Hong Kong SFC License Details (ID 1939185)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2014-10-15	2015-07-31
	Rep	Asset management	2014-10-15	2015-07-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-09-24	2013-08-05
	Rep	Asset management	2012-09-24	2013-08-05
	Rep	Dealing in securities	2012-09-24	2013-08-05
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-08-13	2013-08-05
	Rep	Asset management	2012-08-13	2013-08-05
	Rep	Dealing in securities	2012-08-13	2013-08-05