Personnel Hong Kong SFC License Details (ID 1939244)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2023-03-16	-
	Rep	Dealing in securities	2018-08-30	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-08-30	-
R.J. O'BRIEN &AMP; ASSOCIATES HK LIMITED	Rep	Dealing in futures contracts	2013-12-06	2017-05-26
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Advising on securities	2012-08-08	2013-07-04