Personnel Hong Kong SFC License Details (ID 1939248)

Personnel Hong Kong SFC License Details (ID 1939248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2024-05-14	2025-04-08
	Rep	Dealing in securities	2024-05-14	2025-04-08
	RO	Dealing in securities	2020-10-21	2024-03-28
	Rep	Dealing in securities	2020-02-04	2020-10-21
	Rep	Dealing in futures contracts	2020-02-04	2024-03-28
Global Fortune United (Hong Kong) Limited	RO	Asset management	2018-09-21	2019-07-05
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2012-11-19	2017-08-04
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2012-08-09	2017-08-04