Personnel Hong Kong SFC License Details (ID 1939288)

Personnel Hong Kong SFC License Details (ID 1939288)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HOVER4PI CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2022-03-15	-
	RO	Asset management	2022-03-15	-
GOLD DRAGON WORLDWIDE ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-09-01	2022-03-04
	Rep	Asset management	2020-07-06	2022-03-04
Composite Capital Management (HK) Limited	Rep	Asset management	2016-07-25	2020-03-02
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-04-07	2016-07-01
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-08-13	2014-02-20
	Rep	Advising on securities	2012-08-13	2014-02-20
	Rep	Dealing in securities	2012-08-13	2014-02-20