Personnel Hong Kong SFC License Details (ID 1939290)

Personnel Hong Kong SFC License Details (ID 1939290)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Livermore Holdings Limited	RO	Advising on securities	2022-06-02	2023-11-24
CMS CAPITAL (HK) CO., LIMITED	RO	Advising on securities	2021-06-17	2021-09-30
	RO	Asset management	2021-06-17	2021-09-30
	Rep	Advising on securities	2021-01-05	2021-06-17
	Rep	Asset management	2021-01-05	2021-06-17
Adamas Asset Management (HK) Limited	Rep	Asset management	2014-06-04	2017-05-20
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-08-13	2013-12-30
	Rep	Advising on securities	2012-08-13	2013-12-30
	Rep	Dealing in securities	2012-08-13	2013-12-30