Tse, Ivy Yan Wah 謝欣樺

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2018-03-26	2019-01-03
	Rep	Dealing in securities	2018-03-26	2019-01-03
	Rep	Advising on corporate finance	2018-03-19	2019-01-03
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2015-08-04	2018-02-23
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2014-09-08	2015-03-31
	Rep	Dealing in securities	2014-09-08	2015-03-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2014-09-08	2015-03-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-04-01	2014-06-27
	Rep	Advising on securities	2014-04-01	2014-06-27
	Rep	Dealing in securities	2014-04-01	2014-06-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-04-01	2014-06-27
	Rep	Advising on securities	2014-04-01	2014-06-27
	Rep	Dealing in securities	2014-04-01	2014-06-27
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-08-13	2013-09-27
	Rep	Advising on securities	2012-08-13	2013-09-27
	Rep	Dealing in securities	2012-08-13	2013-09-27

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2018-03-26	2019-01-03
	Rep	Dealing in securities	2018-03-26	2019-01-03
	Rep	Advising on corporate finance	2018-03-19	2019-01-03
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2015-08-04	2018-02-23
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2014-09-08	2015-03-31
	Rep	Dealing in securities	2014-09-08	2015-03-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2014-09-08	2015-03-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-04-01	2014-06-27
	Rep	Advising on securities	2014-04-01	2014-06-27
	Rep	Dealing in securities	2014-04-01	2014-06-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-04-01	2014-06-27
	Rep	Advising on securities	2014-04-01	2014-06-27
	Rep	Dealing in securities	2014-04-01	2014-06-27
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-08-13	2013-09-27
	Rep	Advising on securities	2012-08-13	2013-09-27
	Rep	Dealing in securities	2012-08-13	2013-09-27