Personnel Hong Kong SFC License Details (ID 1939296)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2014-03-10	2014-07-18
	Rep	Dealing in securities	2014-03-10	2014-07-18
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-08-13	2013-10-28
	Rep	Advising on securities	2012-08-13	2013-10-28
	Rep	Dealing in securities	2012-08-13	2013-10-28