Personnel Hong Kong SFC License Details (ID 1939396)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2024-09-24	2025-05-09
	Rep	Dealing in securities	2024-09-24	2025-05-09
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2014-04-22	2023-10-17
	Rep	Advising on securities	2014-04-22	2023-10-17
	Rep	Dealing in securities	2014-04-22	2023-10-17
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-08-13	2012-10-22