Personnel Hong Kong SFC License Details (ID 1939404)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
oOo Securities (HK) Group Limited	RO	Advising on corporate finance	2017-02-28	2018-08-15
	Rep	Advising on corporate finance	2016-09-28	2017-02-28
	Rep	Advising on securities	2016-03-04	2018-08-15
	Rep	Dealing in securities	2016-03-04	2018-08-15
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2014-02-24	2016-02-06
	Rep	Advising on securities	2014-02-24	2016-02-06
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-08-13	2013-09-28