| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2025-07-03 | 2026-09-04 |
| RO | Dealing in futures contracts | 2025-07-03 | 2026-09-04 |
| Vantum Securities and Futures Limited | RO | Dealing in securities | 2025-03-27 | 2025-04-08 |
| Vantum Asset Management Limited | Rep | Advising on securities | 2024-06-26 | 2025-04-08 |
| Rep | Asset management | 2024-06-26 | 2025-04-08 |
| Vantum Securities and Futures Limited | RO | Dealing in futures contracts | 2023-10-10 | 2025-04-08 |
| WRise Prestige Asset Management Limited | Rep | Advising on securities | 2023-06-26 | 2023-07-31 |
| Rep | Asset management | 2023-06-26 | 2023-07-31 |
| WRise Prestige Securities Limited | Rep | Dealing in securities | 2023-06-26 | 2023-07-31 |
| HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-07-16 | 2023-03-10 |
| HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2021-07-16 | 2023-03-10 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-01-26 | 2021-06-11 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-01-26 | 2021-06-11 |
| HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-05-30 | 2020-12-31 |
| HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2018-05-30 | 2020-12-31 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-03-02 | 2018-05-10 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-03-02 | 2018-05-10 |
| Arta Global Futures Limited | Rep | Dealing in futures contracts | 2017-04-25 | 2018-01-22 |
| ARTA GLOBAL MARKETS LIMITED | Rep | Dealing in securities | 2017-04-25 | 2018-01-22 |
| Azure Lion International Securities Company Limited | Rep | Advising on securities | 2016-09-21 | 2017-01-13 |
| Rep | Dealing in securities | 2016-09-21 | 2017-01-13 |
| Zhonghao International Futures Co., Limited | Rep | Dealing in futures contracts | 2016-09-21 | 2017-01-13 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-02-12 | 2016-07-13 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-26 | 2015-12-18 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2015-02-23 | 2015-12-18 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-08-07 | 2014-10-31 |