Personnel Hong Kong SFC License Details (ID 1939695)

Personnel Hong Kong SFC License Details (ID 1939695)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zheng He Capital Management Limited	Rep	Advising on securities	2026-07-16	2026-09-15
	Rep	Asset management	2026-07-16	2026-09-15
AUSTRAX ASSET MANAGEMENT LIMITED	RO	Asset management	2025-06-10	2026-05-22
APlus Partners Asset Management Limited	RO	Advising on securities	2022-04-21	2024-10-31
	RO	Asset management	2022-04-21	2024-10-31
	Rep	Advising on securities	2022-04-01	2022-04-21
	Rep	Asset management	2022-04-01	2022-04-21
China Everbright Investment Management Limited	Rep	Advising on securities	2016-09-26	2017-02-15
	Rep	Asset management	2016-09-26	2017-02-15
China Everbright Global Investment Advisors Company Limited	Rep	Advising on corporate finance	2012-08-09	2016-09-26
	Rep	Advising on securities	2012-08-09	2016-09-26
	Rep	Dealing in securities	2012-08-09	2016-09-26