Personnel Hong Kong SFC License Details (ID 1939827)

Personnel Hong Kong SFC License Details (ID 1939827)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	Asset management	2014-12-12	2017-06-16
	Rep	Advising on securities	2014-09-24	2017-06-16
	Rep	Dealing in securities	2014-09-24	2017-06-16
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-09-26	2014-07-26
	Rep	Asset management	2012-09-26	2014-07-26
	Rep	Dealing in securities	2012-09-26	2014-07-26
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-08-15	2014-07-26
	Rep	Asset management	2012-08-15	2014-07-26
	Rep	Dealing in securities	2012-08-15	2014-07-26