| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2013-06-20 | 2014-03-03 |
| Rep | Dealing in securities | 2013-05-06 | 2014-03-03 | |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2013-05-06 | 2014-03-03 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-03-14 | 2013-04-23 |
| Rep | Dealing in securities | 2012-08-15 | 2013-04-23 |