Personnel Hong Kong SFC License Details (ID 1940466)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2018-11-02	2021-05-18
	Rep	Dealing in securities	2018-11-02	2021-05-18
Amundi Hong Kong Limited	Rep	Advising on securities	2012-08-16	2018-10-11
	Rep	Asset management	2012-08-16	2018-10-11
	Rep	Dealing in securities	2012-08-16	2018-10-11