| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ALL WELL CAPITAL LIMITED | RO | Advising on securities | 2025-10-13 | - |
| RO | Asset management | 2025-10-13 | - | |
| Rep | Advising on securities | 2025-09-16 | 2025-10-13 | |
| Rep | Asset management | 2025-09-16 | 2025-10-13 | |
| Crosby Securities Limited | RO | Advising on securities | 2024-08-12 | 2025-04-01 |
| RO | Asset management | 2024-08-12 | 2025-04-01 | |
| RO | Dealing in securities | 2024-08-12 | 2025-04-01 | |
| Rep | Advising on securities | 2024-06-11 | 2024-08-12 | |
| Rep | Asset management | 2024-06-11 | 2024-08-12 | |
| Rep | Dealing in securities | 2024-06-11 | 2024-08-12 | |
| Venture Smart Asia Limited | RO | Advising on securities | 2021-09-02 | 2024-04-29 |
| RO | Asset management | 2021-09-02 | 2024-04-29 | |
| RO | Dealing in securities | 2021-09-02 | 2024-04-29 | |
| Rep | Advising on securities | 2021-04-30 | 2021-09-02 | |
| Rep | Asset management | 2021-04-30 | 2021-09-02 | |
| Rep | Dealing in securities | 2021-04-30 | 2021-09-02 | |
| ROYSTON SECURITIES LIMITED (GBEN) | RO | Advising on securities | 2019-03-14 | 2021-02-28 |
| RO | Asset management | 2019-03-14 | 2021-02-28 | |
| RO | Dealing in securities | 2019-03-14 | 2021-02-28 | |
| China Hong Kong Capital Asset Management Company Limited | RO | Asset management | 2018-07-13 | 2019-02-15 |
| RO | Dealing in securities | 2018-04-10 | 2019-02-15 | |
| Minerva Asset Global Investment Capital Limited | RO | Asset management | 2016-03-22 | 2017-11-28 |
| Minerva Holding Financial Securities Limited | RO | Dealing in securities | 2015-06-26 | 2017-11-28 |
| Rep | Dealing in securities | 2015-04-16 | 2015-06-26 | |
| oOo Securities (HK) Group Limited | RO | Dealing in securities | 2013-04-03 | 2015-04-01 |
| RO | Asset management | 2011-12-14 | 2015-04-01 | |
| RO | Advising on securities | 2011-06-22 | 2015-04-01 | |
| Rep | Advising on securities | 2011-03-09 | 2011-06-22 | |
| Rep | Dealing in securities | 2011-03-09 | 2013-04-03 | |
| Redford Asset Management Limited | RO | Advising on securities | 2010-03-09 | 2011-03-01 |
| RO | Asset management | 2008-10-31 | 2011-03-01 | |
| REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2008-10-31 | 2011-03-01 |
| TUNG TAI ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-09-16 |
| Rep | Advising on securities | 2003-04-01 | 2004-09-16 | |
| Rep | Asset management | 2003-04-01 | 2008-10-30 | |
| TUNG TAI SECURITIES COMPANY LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-07-03 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-13 | |
| Rep | Asset management | 2003-04-01 | 2004-08-13 | |
| Rep | Advising on securities | 2003-04-01 | 2008-10-30 | |
| Rep | Dealing in securities | 2003-04-01 | 2008-10-30 |
No HKMA registrations in the collected records.